#SFC#

香港证券及期货事务监察委员会（证监会）已展开法律程序，要求原讼法庭调查 AMTD 环球市场有限公司（AMTD，现名为东方 XYZ 证券有限公司）及其前高管在首次公开招股（IPO）相关调查中不遵守证监会通知的情况。 证监会的调查涉及在 AMTD 作为簿记管理人、牵头经办人和包销商参与的某些上市公司首次公开发行中涉嫌使用欺诈或欺骗手段及/或披露虚假或误导性信息。 AMTD 的前高管包括前负责官员卢志恒（Lo Chi Hang）、前董事兼主管经理邱伟文（Philip Yau Wai Man）和前紧急联络人兼投诉官员施晓伦（See Hiu Lun）。 监管机构向 AMTD 发出通知，要求提供与 AMT

SFC的“无牌公司及可疑网站名单”列出了没有在香港领取牌照，并引起了证监会关注的公司。这些公司被怀疑现正或曾经以香港投资者为推销对象，又或声称与香港有联系。 近日，官方网站在该名单上新增三家可疑网站，具体情况如下： 网站一：www.hkalp.com 备注：上述网站与SFC许可的公司Alpine Securities Limited并无任何关连。 网站二：www.lalfx.com 备注：上述网站与SFC许可的公司Longitude Asia Limited并无任何关连。 网站三：www.kspcf-hk.com 备注：上述网站与SFC许可的公司Longitude Asia Limited并无

Photo: Wikifx The Securities and Futures Commission (SFC) recently added new names of unlicensed entities and suspicious websites to its blacklist, which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be or to have been, targeting Hong Kong investo

Photo: Leaprate New Zealand Financial Markets Authority added Steiner Greves, winngroups.com, Wendav, Innovative Hedging Strategies, Ding Sheng International and elezenocap.com The New Zealand regulator has advised people to operate with caution when dealing with the foreign exchange dealers due to

Photo: Google Image The Court of First Instance upheld the prison sentence of Ouyang Shaopeng (male), the former group financial manager of China Coalbed Methane Group Co., Ltd. (China Coalbed Methane) for insider trading but allowed him to execute the two charges simultaneously. Ouyang was sentence

Photo: Wikifx Changes in regulatory information have long been known! Forex Tianyan will regularly announce the dealers whose licenses have changed every week for investors' reference and avoid investment risks. The specific changes are as follows: XHGIPRo Xinhuo International Xinhuo International,