Regulatory Bodies
Regulatory Bodies
Regulatory Bodies
V
Regulatory Bodies
Irfan Husaini Amir
小虾米怎么了
investinghub
··· 52 Vistors
Move-in date 01 Jun 2019 Joined
position Malaysia
It is important to get yourself updated with the latest insights from the regulators in the trading industry.
  • FCA warning: Pro24fx, Everycmarkets, Finansa are unregistered entities
    19h
  • FCA notified four "clone companies" that counterfeit FCA authorized companies
    19h
  • SFC: The court upholds the prison sentence of insider trading for the former GEM listed financial manager
    20h

Canadian BCSC has issued a warning!

Photo: Wikifx The British Columbia Securities Commission (BCSC), a Canadian financial regulator, recently issued a warning about the entity Plain Trading SA (Plain Trading) because it is not registered in British Columbia. Plain Trading SA (Plain Trading) claims to be located in the U

Be vigilant! The licenses of the 3 dealers have changed!

Photo: Wikifx Changes in regulatory information have long been known! Forex Tianyan will regularly announce the dealers whose licenses have changed every week for investors' reference and avoid investment risks. The specific changes are as follows: XHGIPRo Xinhuo International Xinhuo International,

What is the new trading logic under the Biden stimulus bill?

Photo: Wikifx The US dollar index opened higher on Thursday and quickly turned down. The US President-elect Biden will be sworn in as the 46th President of the United States on Wednesday, but the "anti-epidemic" assistance program will be announced later today. The economic stimulus package is said

Russia allows foreign exchange brokers to remotely verify clients

Photo: Wikifx The Association of Foreign Exchange Dealers (AFD), the self-regulatory agency of Russia, recently announced that over-the-counter ( OTC ) foreign exchange brokers in the country can now remotely verify their clients without having to be physically present. This regulation allows credit

900,000 frauds sentenced to 11 years!

Photo: Wikifx On Dec 25, 2020, the People's Court of Qilin District, Qujing City, Yunnan Province heard the verdict. The defendant Tao was guilty of fraud and sentenced to 11 years in prison. And this Tao is the "foreign exchange investment expert" who is usually called by friends around him, and th

Maltese financial regulator MFSA issued a warning about Betal Trade FX

Photo: Wikifx Malta's financial watchdog, the Malta Financial Services Authority (MFSA), issued a warning against an online trading platform that was allegedly not licensed to operate in the country. This fake broker named Betal Trade FX allegedly holds three types of licenses and its registration n

NFA permanently bans membership of LTG Trading LLC

Photo: Wikifx The National Futures Association (NFA) recently announced on its official website that it has ordered the permanent prohibition of the entity LTG Trading LLC. (hereinafter referred to as "LTG") from applying to become a member of the NFA or as the principal of any NFA Member. It is rep

FCA warning: Pro24fx, Everycmarkets, Finansa are unregistered entities

Photo: Wikifx Recently, the British Financial Conduct Authority (FCA) issued a warning to remind investors that entities named Pro24fx, Everycmarkets, and Finansa have conducted business activities that require FCA authorization, but these entities have never been authorized by the FCA or registered

FCA notified four "clone companies" that counterfeit FCA authorized companies

Photo: Wikifx The British Financial Conduct Authority (FCA) pointed out: “In the UK, almost all companies and individuals engaged in financial services activities must be authorized or registered by us.” Recently, the regulator pointed out that it is named Ricketts Financial Services Ltd, Commercial

SFC: The court upholds the prison sentence of insider trading for the former GEM listed financial manager

Photo: Google Image The Court of First Instance upheld the prison sentence of Ouyang Shaopeng (male), the former group financial manager of China Coalbed Methane Group Co., Ltd. (China Coalbed Methane) for insider trading but allowed him to execute the two charges simultaneously. Ouyang was sentence

EU Parliament Receives Petition Seeking to Establish Crypto Crime Victims' Fund

Photo: Coindesk The petition asks the EU to take a tiny fee on crypto transactions to be pooled into a fund for victims of fraud and hacks. Jan 15, 2021, EU Parliament Receives Petition Seeking to Establish Crypto Crime Victims’ Fund A petition to the European Parliament hopes to persuade the bloc t

FinCEN Extends Comment Period for Controversial Crypto Wallet Rule

Photo: Coindesk Critics of the rule said it would be technically impossible for some projects to comply because smart contracts and author-decentralized tools do not have name or address information to provide. FinCEN Extends Comment Period for Controversial Crypto Wallet Rule The Financial Crimes E

Biden's $1.9 trillion Relief Package Proposal Fails to Stir Bitcoin Market

Photo: Coindesk The U.S. dollar's rise on the news maybe be playing spoilsport to the bitcoin bulls. Bitcoin’s two-day rally has stalled as the U.S. dollar gains ground in the wake of Joe Biden’s fiscal stimulus announcement. The U.S. President-elect proposed an emergency relief package worth $1.9 t

Finansa, Fortrade Limited and others added to FCA's warning list

Photo: Leaprate UK watchdog FCA has put out the details of several new unregulated companies, as well as few clone firms. The names of the latest additions to the regulator’s warning list are the companies: FinansaFortrade LimitedRFX CapitalVera LoansNectar LoansLead Investment Leads Ltd TradingClai

SEC awards almost $600K to a whistleblower

Photo: Leaprate The Securities and Exchange Commission (SEC) announced giving almost $600,000 to a whistleblower whose tip led to the success of an enforcement action. The whistleblower considerably contributed to an open investigation by providing detailed and highly valuable information resulting

Pull-up Update