作为澳大利亚金融市场基础设施 (FMI) 法律改革的一部分，澳大利亚证券和投资委员会 (ASIC) 获得了扩大的监管权力，旨在增强澳大利亚金融体系的稳定性和效率。 ASIC 在澳大利亚金融市场获得更大权力 2024 年财政法修正案于 9 月 17 日获得御准，其中引入了一系列新措施，旨在加强对促进澳大利亚资本市场交易的关键实体的监督。这些实体包括金融市场运营商、基准管理者、清算和结算机构以及衍生品交易存储库。 ASIC 专员 Simone Constant ASIC 委员 Simone Constant 评论道：“新法律确保我们拥有适用于关键金融市场基础设施的监管制度。这些增强的权力有助于 A

The Australian Services and Investments Commission announced it has cancelled the Australian financial services (AFS) licence held by Sydney-based financial services provider Halifax Investment Services Pty Limited on 8 January 2021. The AFS licence cancellation allows Halifax to continue certain pr

Photo: financebrokerage Overview Broker Name: IC MarketsBroker Type: Forex BrokerCountry: AustraliaOperating since Year: 2007Regulation: ASICAddress: Level 4/50 Carrington St, Sydney NSW 2000, AustraliaBroker Status: Regulated Customer Service Phone: +61 (0)2 8014 4280Email: [email protected]

Photo: FM The Australian Securities and Investments Commission (ASIC) has filed a civil lawsuit against iSignthis Ltd (ASX: ISX) and its managing director and CEO, Nickolas John Karantzis, seeking ‘declarations and pecuniary penalties.’ According to Monday’s announcement, the Australian regulator ha

Photo: financebrokerage ASIC, an independent Australian Government body is the country’s integrated corporate, markets, financial services and consumer credit regulator. It is set up under and administers the Australian Securities and Investments Commission Act 2001 (ASIC Act). It carries out most o

Photo: FM The Australian Securities and Investments Commission (ASIC) announced on Friday the cancellation of the Australian financial services (AFS) license of two companies: Jels Financial Group Pty Ltd and Selectinvest Pty Ltd. Jels was granted the AFS license in September 2014, while Selectinves

Photo: FM Regulators across the globe have signalled their intention to overhaul the global derivatives reporting regime. This trend is gathering pace with ASIC announcing its intention to ‘modernise’ the derivatives reporting rules. The ASIC Derivative Transaction Rules (Reporting) 2013 were introd

Photo: Bloomberg The payments system board of the Reserve Bank of Australia (RBA), raised concerns over recent trading issues at the Australian Securities Exchange (ASX). Earlier this week, ASX investors lost almost an entire trading session after operational issues affected the trading systems at t