Note

二元期权平台IQ Option支付45万欧与CySEC和解

· Views 313
二元期权平台IQ Option支付45万欧与CySEC和解

时隔两年多后,二元期权经纪商IQ Option Europe Ltd又因为一系列违规行为收到了塞浦路斯证监会(CySEC)的罚单。

塞浦路斯证监会日前发布公告称,IQ Option已支付45万欧元的罚款并与该机构达成和解。

据塞浦路斯证监会调查,作为一家CIF(塞浦路斯投资公司),IQ Option违反了“投资服务活动及受监管市场法”和“预防及防制洗钱法”中的以下规定:

  • 针对利益冲突设置并实行有效的组织及行政措施;
  • 评估产品及服务是否适合客户;
  • 选择交易执行场所时进行专业性评估;
  • 保证适当的系统和程序,以便进行客户身份认证、尽职调查和记录留存等工作。

此前IQ Option因未能按照诚实公平的原则为客户提供奖金、在网上提供具有误导性的营销信息、总部不位于塞浦路斯等原因被罚款,后来经过调查,塞浦路斯证监会将罚款减少了2万欧元。该公司于2014年7月30日获得塞浦路斯证监会的牌照,曾用名Investlab Holdings Ltd.

Disclaimer: The content above represents only the views of the author or guest. It does not represent any views or positions of FOLLOWME and does not mean that FOLLOWME agrees with its statement or description, nor does it constitute any investment advice. For all actions taken by visitors based on information provided by the FOLLOWME community, the community does not assume any form of liability unless otherwise expressly promised in writing.

FOLLOWME Trading Community Website: https://www.followme.com

If you like, reward to support.
avatar

Hot

No comment on record. Start new comment.