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两名迪拜居民因冲洗交易被美国CFTC罚款10万美元

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两名迪拜居民因冲洗交易被美国CFTC罚款10万美元

美国商品期货交易委员会(CFTC)日前宣布,已对两名迪拜居民Kunal Bansal和Vinit Agarwal及其公司Aralia Securities和Vintage Bullion DMCC分别处以10万美元的民事罚款。

CFTC指控他们沉溺于冲洗交易(Wash Trading)和非竞争性交易。Bansal和Agarwal代表他们的公司共执行了13次Wash Trading,包括189份黄金期货合约。

根据指控,2020年4月14日左右,Bansal指示Agarwal为在COMEX交易的250份黄金期货合约输入一份Vintage卖单。他们仔细协调订单的时间,Bansal同时输入抵消订单,以相同价格购买相同数量的黄金期货。

两人还被命令禁止交易,以防止其进一步违反美国证券法。

芝加哥商品交易所集团(CME Group)日前也对两人发出了纪律处分通知,并对其停牌10天。法院还下令两人分别支付2.5万美元和1万美元的罚款。

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