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ASIC取消Crown Wealth Group的AFS牌照,注意潜在风险!

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日前,澳大利亚证券和投资委员会(ASIC)取消了皇冠财富集团有限公司(Crown Wealth Group Pty Ltd)的澳大利亚金融服务牌照,并将其置于自愿托管状态。

2024年3月13日,Salea Advisory的Sule Arnautovic被任命为Crown Wealth的自愿管理人。

ASIC取消Crown Wealth Group的AFS牌照,注意潜在风险!

根据《公司法》,如果被许可人正在接受管理或即将清盘,ASIC可以在不举行听证会的情况下暂停或取消AFS许可证。

在被取消之前,该许可证授权皇冠财富向零售和批发客户提供有关产品的建议,包括养老金、证券、存款和支付产品、管理投资计划和人寿产品的权益,并交易这些产品。

Crown Wealth有权向行政上诉法庭申请对ASIC的决定进行复审。

Crown Wealth自2017年3月28日起持有AFS许可证号494274。

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