Post
· Views 3,073
SEC颁布7.6亿“举报人奖励”(下)诺伯格还在采访中提到,这名告密者先进行了内部举报,但没有成功,然后才找到的SEC。“人们只是感到沮丧,”她补充道当他们来到证券交易委员会的时候,他们变得相当淡漠。告密者往往是无法忍受公司发生不法行为的员工。”SEC称,正如《多德-弗兰克法案》(Dodd-Frank Act)所述,美国证券交易委员会(SEC)保护举报人的机密性,不披露可能泄露举报人身份的信息。因此,SEC未披露谁获得了创纪录的1.14亿美元奖金,也未披露他或她帮助揭露了哪些不当行为。公开信息显示,如果举报人自愿向美国证券交易委员会提供原始、及时和可信的信息,导致执法行动成功,那么他们就有资格获得奖励。当罚金超过100万美元时,举报人的奖励可以是所罚资金的10%到30%。

Disclaimer: The content above represents only the views of the author or guest. It does not represent any views or positions of FOLLOWME and does not mean that FOLLOWME agrees with its statement or description, nor does it constitute any investment advice. For all actions taken by visitors based on information provided by the FOLLOWME community, the community does not assume any form of liability unless otherwise expressly promised in writing.

FOLLOWME Trading Community Website: https://www.followme.com

avatar

Hot

这是新闻

-THE END-