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晋升成功!清算机构OCC提拔Jennifer Baum为新任首席合规官

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晋升成功!清算机构OCC提拔Jennifer Baum为新任首席合规官

近日,全球最大的股票衍生品清算机构OCC宣布将Jennifer Baum(现任监管合规部第一副总裁)提拔为高级副总裁兼首席合规官。Jennifer Baum于2017年11月加入OCC,拥有25年以上的经验。她将接替Joe Adamczyk(已跳槽)的职位,成为OCC管理委员会成员。

OCC首席执行官John Davidson表示:“自从加入OCC以来,Jennifer Baum及其团队建立了合规咨询职能,加强了合规与一线和二线领导人和团队成员之间的工作关系。此次晋升是对Jennifer Baum为OCC做出的贡献的认可。”

OCC首席运营官Scot Warren指出:“Jennifer Baum一直是提升OCC合规能力的中坚力量,完善了我们的调查结果管理流程,以便对监管结果进行更及时、更有效的补救,这是我们全面合规计划的一部分。”

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